Voting Rights Notifications

Notification and publication obligations in accordance with sections 21 et seq. of the German Securities Trading Act

With the change of significant voting shares in curasan AG, shareholders have notification obligations in accordance with sections 21 et seq. of the German Securities Trading Act. If a person reaches, passes or fails to reach the thresholds of 3%, 5%, 10%, 15%, 20%, 25%, 30%, 50% or 75% of the voting rights of the company, he or she must notify both the issuer and the German Federal Financial Supervisory Authority (BaFin) without delay, at the latest within four trading days. You’ll find further information on the scope of the notification obligation on the BaFin website.

To make the current changes in the shareholder structure of curasan AG more transparent, excerpts from the following significant voting rights notifications from the current and past year are published below. The precise wording of the notifications as per sections 21 et seq. of the German Securities Trading Act is available via the external link. You’ll find a detailed description of the entire, current shareholder structure here.

The following transactions took place:

DateNameThreshold
TypeLink
Nov. 17, 2017Mr. Guo GuangChang (Chindex Hong Kong Ltd.)10%Exceeding
Nov. 17, 2017Stefan Winterling3%Falling below
Nov 17, 2017Alto Invest10%Falling below
Oct. 10, 2017Alto Invest10%Exceeding
DateNameThreshold
TypeLink
Dec. 23, 2016Michael Schlenk3%Exceeding
Dec. 23, 2016Stefan Winterling / Isar Holding GmbH3%Exceeding
Dec. 23, 2016Ardian France S.A. / Riemser Pharma GmbH5%Falling below
May 4, 2016Michael Schlenk3%Falling below
October 26, 2015Michael Schlenk3%Exceeding
October 21, 2015Hans Dieter Rössler3%Falling below
October 19, 2015Hans Dieter Rössler5%Falling below
September 29, 2015Hans Dieter Rössler10%Falling below
September 15, 2015Hans Dieter Rössler15%Falling below
August, 10 2015Hans Dieter Rössler20%Falling below
July 15, 2015Elisabeth Rössler3%Falling below
May 21, 2015Alto Invest S.A.5%Exceeding
November 05, 2014Alto Invest S.A.3%Exceeding
October 31, 2014Hans Dieter Rössler25%Falling below
October 31, 2014Elisabeth Rössler5%Falling below
March 31, 2014Lupus alpha Investment S.A.3%Falling below
January 08, 2014Semper Constantia Invest GmbH3%Falling below